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Amount-weighted buy-and-hold return of 5 priced purchases
Approximation from disclosed value-range midpoints; it is not a brokerage portfolio, exact cost basis, or verified current ownership.
Data sourced from STOCK Act periodic transaction reports. Return % is stock price change from trade date to today — not a cost-basis return.
| $40.00K |
3.0% |
| — |
| XCAPX | $32.50K | 2.4% | — |
| ATOAX | $32.50K | 2.4% | — |
| PNQI | $32.00K | 2.4% | — |
| SWKS | $32.00K | 2.4% | — |
| SRVR | $32.00K | 2.4% | — |
| WIW | $32.00K | 2.4% | — |
| PTMC | $24.00K | 1.8% | — |
| GLW | $24.00K | 1.8% | — |
| CVS | $24.00K | 1.8% | — |
| RTH | $24.00K | 1.8% | — |
| ABBV | $16.00K | 1.2% | — |
| TMO | $16.00K | 1.2% | — |
| RTN | $16.00K | 1.2% | — |
| PYPL | $16.00K | 1.2% | — |
| DIS | $16.00K | 1.2% | — |
| LHX | $16.00K | 1.2% | — |
| RODM | $16.00K | 1.2% | — |
| PTNQ | $16.00K | 1.2% | — |
| PTLC | $16.00K | 1.2% | — |
| MANT | $16.00K | 1.2% | — |
| SJR | $8.00K | 0.6% | — |
| RIG | $8.00K | 0.6% | — |
| NTI | $8.00K | 0.6% | — |
| TGT | $8.00K | 0.6% | +14.0% |
| ABT | $8.00K | 0.6% | — |
| UA | $8.00K | 0.6% | — |
| CVG | $8.00K | 0.6% | — |
| NWN | $8.00K | 0.6% | — |
| SE | $8.00K | 0.6% | — |
| RAI | $8.00K | 0.6% | — |
| QCOM | $8.00K | 0.6% | — |
| NWL | $8.00K | 0.6% | — |
| PBA | $8.00K | 0.6% | — |
| GLAD | $8.00K | 0.6% | — |
| NPK | $8.00K | 0.6% | — |
| DHR | $8.00K | 0.6% | — |
| RHI | $8.00K | 0.6% | — |
| HRS | $8.00K | 0.6% | — |
| HRL | $8.00K | 0.6% | — |
| MCD | $8.00K | 0.6% | — |
| TSM | $8.00K | 0.6% | — |
| HQL | $8.00K | 0.6% | — |
| SPY | $8.00K | 0.6% | — |
| VZ | $8.00K | 0.6% | — |
| CSCO | $8.00K | 0.6% | — |
| JPM | $8.00K | 0.6% | — |
| MET | $8.00K | 0.6% | — |
| EEM | $8.00K | 0.6% | — |
| SBIO | $8.00K | 0.6% | — |
| QTEC | $8.00K | 0.6% | — |
| FDN | $8.00K | 0.6% | — |
| LUBFX | $8.00K | 0.6% | — |
| PEP | $8.00K | 0.6% | — |
| NVO | $8.00K | 0.6% | — |
| IWD | $8.00K | 0.6% | — |
| ARE | $8.00K | 0.6% | — |
| LGI | $8.00K | 0.6% | — |
| GEM | $8.00K | 0.6% | — |
| IWN | $8.00K | 0.6% | — |
| DGX | $8.00K | 0.6% | — |
| GLD | $8.00K | 0.6% | — |
| GBIL | $8.00K | 0.6% | — |
| FINX | $8.00K | 0.6% | — |
| IRM | $8.00K | 0.6% | — |
| CIBR | $8.00K | 0.6% | — |
| CFA | $8.00K | 0.6% | — |
| FIMKX | $8.00K | 0.6% | — |
| NXTG | $8.00K | 0.6% | — |
| FCPIX | $8.00K | 0.6% | — |
| LMT | $8.00K | 0.6% | — |
| PFE | $8.00K | 0.6% | — |
| AXS | $8.00K | 0.6% | — |
| LMRK | $8.00K | 0.6% | — |
| C | $8.00K | 0.6% | — |
| CONE | $8.00K | 0.6% | — |
| RIO | $8.00K | 0.6% | — |
| MRVL | $8.00K | 0.6% | — |
| BRKR | $8.00K | 0.6% | — |
| GOLD | $8.00K | 0.6% | — |
| SNPS | $8.00K | 0.6% | — |
| PAAS | $8.00K | 0.6% | — |
| EVOP | $8.00K | 0.6% | — |
| VIAV | $8.00K | 0.6% | — |
| CRWD | $8.00K | 0.6% | — |
| ARNA | $8.00K | 0.6% | — |
| PAGS | $8.00K | 0.6% | — |
| MAXR | $8.00K | 0.6% | — |
| DGRS | $8.00K | 0.6% | — |
| KEYS | $8.00K | 0.6% | — |
| NTLA | $8.00K | 0.6% | — |
| GMAB | $8.00K | 0.6% | — |
| XAR | $8.00K | 0.6% | — |
| ACIW | $8.00K | 0.6% | — |
| V | $8.00K | 0.6% | — |
| ERIC | $8.00K | 0.6% | — |
| DDOG | $8.00K | 0.6% | — |
| NUAN | $8.00K | 0.6% | — |
| SI | $8.00K | 0.6% | — |
| FTNT | $8.00K | 0.6% | — |
| ATVI | $8.00K | 0.6% | — |
| ABYIX | $8.00K | 0.6% | — |
| BAH | $8.00K | 0.6% | — |
| AJRD | $8.00K | 0.6% | — |
| ENB | $8.00K | 0.6% | — |
| EMR | $8.00K | 0.6% | — |
| OXY | $8.00K | 0.6% | — |
| CALF | $8.00K | 0.6% | +26.1% |
| VEA | $8.00K | 0.6% | +52.6% |
| COWZ | $8.00K | 0.6% | +34.7% |
| ICOW | $8.00K | 0.6% | +48.4% |
| VIG | $8.00K | 0.6% | +36.8% |
Estimated from disclosed trades only. Cost basis uses midpoint of reported ranges.sale_full closes the position entirely.
| $1,001 - $15,000 |
| +14.0% |
| May 16, 2024 | PRF | Sell (Full) | $1,001 - $15,000 | +51.6% |
| May 16, 2024 | VEA | Buy | $1,001 - $15,000 | +52.6% |
| May 16, 2024 | COWZ | Buy | $1,001 - $15,000 | +34.7% |
| May 16, 2024 | ICOW | Buy | $1,001 - $15,000 | +48.4% |
| May 16, 2024 | EFAD | Sell (Full) | $1,001 - $15,000 | +21.7% |
| May 16, 2024 | FDRR | Sell (Partial) | $1,001 - $15,000 | +56.3% |
| May 16, 2024 | VIG | Buy | $1,001 - $15,000 | +36.8% |
| May 15, 2024 | CALF | Buy | $1,001 - $15,000 | +26.1% |
| May 15, 2024 | SMDV | Sell (Full) | $1,001 - $15,000 | — |
| May 14, 2024 | MOO | Sell (Full) | $1,001 - $15,000 | — |
| May 14, 2024 | SRVR | Buy | $1,001 - $15,000 | — |
| May 9, 2024 | ATKR | Sell (Full) | $1,001 - $15,000 | — |
| May 9, 2024 | EMR | Buy | $1,001 - $15,000 | — |
| May 9, 2024 | OXY | Buy | $1,001 - $15,000 | — |
| May 9, 2024 | SBUX | Sell (Full) | $1,001 - $15,000 | — |
| May 9, 2024 | TTE | Sell (Full) | $1,001 - $15,000 | — |
| Apr 11, 2024 | VLO | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 11, 2024 | ENB | Buy | $1,001 - $15,000 | — |
| Nov 30, 2020 | OWENS & MINOR Rate/C | Sell (Full) | $15,001 - $50,000 | — |
| Nov 30, 2020 | ACAP STRAGIC INTERVA | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | SRVR | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | MRVL | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | MANT | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | BRKR | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | GOLD | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | SNPS | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | QCOM | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | FDN | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | LUBFX | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | PAAS | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | HAL | Sell (Full) | $1,001 - $15,000 | — |
| Nov 20, 2020 | GLW | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | TMO | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | AAPL | Sell (Partial) | $50,001 - $100,000 | — |
| Nov 20, 2020 | EVOP | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | DOW | Sell (Partial) | $1,001 - $15,000 | — |
| Nov 20, 2020 | VIAV | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | CTVA | Sell (Partial) | $1,001 - $15,000 | — |
| Nov 20, 2020 | DD | Sell (Partial) | $1,001 - $15,000 | — |
| Nov 20, 2020 | CRWD | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | ARNA | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | PAGS | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | MAXR | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | DGRS | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | PTMC | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | KEYS | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | PTNQ | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | PTLC | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | NTLA | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | GMAB | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | GLD | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | XAR | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | ACIW | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | V | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | ERIC | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | DDOG | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | RODM | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | SBIO | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | WW | Sell (Full) | $1,001 - $15,000 | — |
| Nov 20, 2020 | NUAN | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | GBIL | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | SI | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | WIW | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | FTNT | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | ATVI | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | ARE | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | LGI | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | ABYIX | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | ABBV | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | CONE | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | CEF | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | BAH | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | SWKS | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | OHI | Sell (Full) | $1,001 - $15,000 | — |
| Nov 20, 2020 | RTH | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | AJRD | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | LDP | Buy | $1,001 - $15,000 | — |
| Nov 20, 2020 | HBI | Sell (Full) | $1,001 - $15,000 | — |
| Nov 16, 2020 | RIO | Buy | $1,001 - $15,000 | — |
| Oct 30, 2020 | GMSYX - GOLDMAN SACH | Buy | $1,001 - $15,000 | — |
| Oct 30, 2020 | IJR | Sell (Full) | $1,001 - $15,000 | — |
| Sep 24, 2020 | LDP | Buy | $1,001 - $15,000 | — |
| Sep 22, 2020 | LDP | Buy | $1,001 - $15,000 | — |
| Sep 22, 2020 | WIW | Buy | $1,001 - $15,000 | — |
| Sep 22, 2020 | ATOAX | Buy | $15,001 - $50,000 | — |
| Aug 27, 2020 | Citigroup Fixed to F | Sell (Full) | $15,001 - $50,000 | — |
| Aug 21, 2020 | GBIL | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 21, 2020 | CONE | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 21, 2020 | TCEHY | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 21, 2020 | ARE | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 21, 2020 | LDP | Buy | $1,001 - $15,000 | — |
| Aug 13, 2020 | GLD | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 7, 2020 | KWEB | Sell (Full) | $1,001 - $15,000 | — |
| Aug 6, 2020 | GBIL | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 6, 2020 | LUBFX | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 6, 2020 | LDP | Buy | $1,001 - $15,000 | — |
| Jul 28, 2020 | SIL | Sell (Full) | $1,001 - $15,000 | — |
| Jul 9, 2020 | LHX | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | PTLC | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | IRM | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | WIW | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | GBIL | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | FEMS | Sell (Full) | $1,001 - $15,000 | — |
| Jul 9, 2020 | ARCC | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | RMD | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | GLAD | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | MPW | Sell (Full) | $1,001 - $15,000 | — |
| Jul 9, 2020 | LMT | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | QCOM | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | OHI | Sell (Full) | $1,001 - $15,000 | — |
| Jul 9, 2020 | PFE | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | AXS | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | AAPL | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | TSN | Sell (Full) | $1,001 - $15,000 | — |
| Jul 9, 2020 | HASI | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | SRVR | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | FXI | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | AY | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | RTH | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | LMRK | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | MANT | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | MBXIX | Sell (Full) | $1,001 - $15,000 | — |
| Jul 9, 2020 | C | Buy | $1,001 - $15,000 | — |
| Jul 9, 2020 | SWKS | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | APO | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | NVDA | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | ABBV | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 9, 2020 | PTMC | Buy | $1,001 - $15,000 | — |
| Jul 8, 2020 | TCEHY | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 7, 2020 | SIL | Buy | $1,001 - $15,000 | — |
| Jul 7, 2020 | FIMKX | Buy | $1,001 - $15,000 | — |
| Jul 7, 2020 | GBIL | Buy | $1,001 - $15,000 | — |
| Jul 7, 2020 | FDN | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 7, 2020 | WIW | Buy | $1,001 - $15,000 | — |
| Jul 7, 2020 | NXTG | Buy | $1,001 - $15,000 | — |
| Jul 7, 2020 | RTH | Buy | $1,001 - $15,000 | — |
| Jul 7, 2020 | GDXJ | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 7, 2020 | FXI | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 7, 2020 | DLS | Sell (Full) | $1,001 - $15,000 | — |
| Jul 7, 2020 | FEMS | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 7, 2020 | FCPIX | Buy | $1,001 - $15,000 | — |
| Jul 7, 2020 | LUBFX | Buy | $1,001 - $15,000 | — |
| Jul 7, 2020 | MBXIX | Sell (Full) | $1,001 - $15,000 | — |
| Jul 1, 2020 | Dominion Energy Rate | Sell (Full) | $1,001 - $15,000 | — |
| Jun 19, 2020 | BCS Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Jun 11, 2020 | MS Contingent Autoca | Sell (Full)Autocall | $15,001 - $50,000 | — |
| May 28, 2020 | XCAPX | Buy | $15,001 - $50,000 | — |
| May 21, 2020 | PRJAX | Sell (Full) | $15,001 - $50,000 | — |
| Apr 23, 2020 | UBS Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Apr 14, 2020 | PNQI | Buy | $1,001 - $15,000 | — |
| Apr 14, 2020 | CEF | Buy | $1,001 - $15,000 | — |
| Apr 14, 2020 | DIS | Buy | $1,001 - $15,000 | — |
| Apr 14, 2020 | CVS | Buy | $1,001 - $15,000 | — |
| Apr 14, 2020 | PYPL | Buy | $1,001 - $15,000 | — |
| Apr 14, 2020 | SWKS | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | CVS | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | GLAD | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | RTN | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | PKG | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | QLEIX | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | MET | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | EEM | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | BOTZ | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | CFG | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | TCEHY | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | LHX | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | SBIO | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | QTEC | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | IAT | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | FDN | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | APO | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | LUBFX | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | SBUX | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | RODM | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | MBXIX | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | PEP | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | MSFT | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | IVV | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | GLW | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | KWEB | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | OAYIX | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | RMD | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | NVO | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | CAG | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | FPL | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | ARCC | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | IWD | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | ARE | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | LGI | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | GEM | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | FITB | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | TSN | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | IWN | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | DRI | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | QCOM | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | DGX | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | GLD | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | PTNQ | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | GBIL | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | MPC | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | FINX | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | IRM | Sell (Partial) | $1,001 - $15,000 | — |
| Apr 2, 2020 | CIBR | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | GLD | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | CB | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | CEF | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | SRVR | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | CFA | Buy | $1,001 - $15,000 | — |
| Apr 2, 2020 | HPQ | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | KNX | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2020 | SWKS | Buy | $1,001 - $15,000 | — |
| Mar 27, 2020 | SWKS | Buy | $1,001 - $15,000 | — |
| Mar 27, 2020 | PYPL | Buy | $1,001 - $15,000 | — |
| Mar 27, 2020 | CVS | Buy | $1,001 - $15,000 | — |
| Mar 27, 2020 | DIS | Buy | $1,001 - $15,000 | — |
| Mar 24, 2020 | ABBV | Buy | $1,001 - $15,000 | — |
| Mar 24, 2020 | VZ | Buy | $1,001 - $15,000 | — |
| Mar 24, 2020 | AQR Long-Short Equit | Sell (Full) | $1,001 - $15,000 | — |
| Mar 24, 2020 | CSCO | Buy | $1,001 - $15,000 | — |
| Mar 24, 2020 | VOD | Sell (Full) | $1,001 - $15,000 | — |
| Mar 24, 2020 | JPM | Buy | $1,001 - $15,000 | — |
| Mar 24, 2020 | MPC | Sell (Full) | $1,001 - $15,000 | — |
| Mar 24, 2020 | WFC | Sell (Full) | $1,001 - $15,000 | — |
| Mar 23, 2020 | CEF | Buy | $1,001 - $15,000 | — |
| Mar 23, 2020 | SPY | Buy | $1,001 - $15,000 | — |
| Feb 22, 2020 | HQL | Buy | $1,001 - $15,000 | — |
| Feb 22, 2020 | BSTZ | Sell (Full) | $1,001 - $15,000 | — |
| Feb 21, 2020 | HSBC Contingent Auto | BuyAutocall | $15,001 - $50,000 | — |
| Feb 13, 2020 | BCS Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Jan 24, 2020 | BCS Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Jan 2, 2020 | CS Contingent Autoca | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Dec 27, 2019 | UBS Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Dec 17, 2019 | UAA | Sell (Full) | $1,001 - $15,000 | — |
| Dec 17, 2019 | BP | Sell (Full) | $1,001 - $15,000 | — |
| Dec 16, 2019 | Invesco Pacific Grow | Buy | $1,001 - $15,000 | — |
| Dec 6, 2019 | MS Contingent Autoca | BuyAutocall | $15,001 - $50,000 | — |
| Dec 5, 2019 | LGI | Exchange | $1,001 - $15,000 | — |
| Nov 8, 2019 | BCS Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Nov 7, 2019 | CS Contingent Autoca | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Nov 4, 2019 | MCD | Buy | $1,001 - $15,000 | — |
| Nov 4, 2019 | TSM | Buy | $1,001 - $15,000 | — |
| Nov 4, 2019 | MO | Sell (Full) | $1,001 - $15,000 | — |
| Nov 4, 2019 | DRI | Buy | $1,001 - $15,000 | — |
| Nov 4, 2019 | RTN | Buy | $1,001 - $15,000 | — |
| Sep 27, 2019 | CS Contingent Autoca | BuyAutocall | $15,001 - $50,000 | — |
| Sep 19, 2019 | JP Morgan Chase Step | Buy | $1,001 - $15,000 | — |
| Sep 19, 2019 | JPM Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Aug 2, 2019 | CS Contingent Autoca | BuyAutocall | $15,001 - $50,000 | — |
| Jul 31, 2019 | Toronto Dominion Ban | Sell (Full) | $1,001 - $15,000 | — |
| Jul 18, 2019 | CEF | Buy | $1,001 - $15,000 | — |
| Jul 18, 2019 | ABB | Sell (Full) | $1,001 - $15,000 | — |
| Jul 16, 2019 | CAG | Buy | $1,001 - $15,000 | — |
| Jul 16, 2019 | SMG | Sell (Full) | $1,001 - $15,000 | — |
| Jul 10, 2019 | Vulcan Materials Rat | Buy | $15,001 - $50,000 | — |
| Jul 1, 2019 | Barclays Step-up Rat | Sell (Full) | $1,001 - $15,000 | — |
| Jun 30, 2019 | BCS SU Note Rate/Cou | Sell (Full) | $1,001 - $15,000 | — |
| Jun 26, 2019 | BSTZ | Buy | $1,001 - $15,000 | — |
| Jun 21, 2019 | Bank of America Rate | Sell (Full) | $15,001 - $50,000 | — |
| Jun 14, 2019 | JPM Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| May 2, 2019 | VGR | Sell (Full) | $1,001 - $15,000 | — |
| Apr 18, 2019 | UBS Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Apr 17, 2019 | SWKS | Buy | $1,001 - $15,000 | — |
| Apr 17, 2019 | QCOM | Sell (Full) | $1,001 - $15,000 | — |
| Mar 29, 2019 | MS Contingent Autoca | BuyAutocall | $15,001 - $50,000 | — |
| Mar 28, 2019 | RBC Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Mar 20, 2019 | Quest Diagnostics | Buy | $1,001 - $15,000 | — |
| Mar 20, 2019 | Fedex Corp | Sell (Full) | $1,001 - $15,000 | — |
| Feb 27, 2019 | WW | Buy | $1,001 - $15,000 | — |
| Feb 25, 2019 | Cameco Corp | Sell (Full) | $1,001 - $15,000 | — |
| Feb 25, 2019 | Goldman Sachs Access | Buy | $15,001 - $50,000 | — |
| Feb 25, 2019 | Altria Group Inc | Buy | $1,001 - $15,000 | — |
| Feb 20, 2019 | First Tr New Opportu | Buy | $1,001 - $15,000 | — |
| Feb 20, 2019 | Ishares S&P GSCI Com | Sell (Full) | $1,001 - $15,000 | — |
| Feb 15, 2019 | MS Fixed to Floating | Sell (Full) | $15,001 - $50,000 | — |
| Jan 25, 2019 | RBC Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Jan 11, 2019 | Apple Inc | Buy | $1,001 - $15,000 | — |
| Dec 19, 2018 | Bank of America Rate | Buy | $15,001 - $50,000 | — |
| Dec 17, 2018 | Invesco Pacific Grow | Buy | $1,001 - $15,000 | — |
| Dec 17, 2018 | Goldman Sachs Rate/C | Sell (Full) | $15,001 - $50,000 | — |
| Dec 10, 2018 | Compass Materials | Sell (Full) | $1,001 - $15,000 | — |
| Nov 21, 2018 | Nuveen JFR Term Pref | Sell (Full) | $1,001 - $15,000 | — |
| Nov 12, 2018 | Amazon | Buy | $1,001 - $15,000 | — |
| Nov 9, 2018 | Marathon Petroleum C | Buy | $1,001 - $15,000 | — |
| Nov 9, 2018 | Pfizer | Sell (Full) | $1,001 - $15,000 | — |
| Nov 2, 2018 | Amazon | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Iron Mountain | Sell (Partial) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Western Asset inflat | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Corning Inc | Sell (Partial) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Scotts Miracle Grow | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Intel Corp | Sell (Partial) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Fifth Third Bancorp | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | SPDR Eurostoxx 50 ET | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Zoetis Inc Class A | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Lazard Global Total | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | CyrusOne Inc | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Sprott Physical Gold | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Pentair PLC | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Agilent Technologies | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Ishares China Large | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Catalyst Millburn Hg | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Abbvie | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Ishares Ibonds Dec 2 | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | TenCent Holdings Ltd | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Algonquin Power Util | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Fedex Corp | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Packaging Corp | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Metlife | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Altria Group | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Ishares MSCI Emergin | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Tyson Foods | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Hexcel Corp | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Qualcomm Inc | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | DowDupont | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Banco Latinoamerican | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Ishares Ibonds Dec 1 | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | Hartford Multifactor | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Mantech Intl | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | General Electric | Sell (Full) | $1,001 - $15,000 | — |
| Oct 29, 2018 | FT EM SC Alphadex | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | Raytheon | Buy | $1,001 - $15,000 | — |
| Oct 29, 2018 | AQR Long-Short Equit | Buy | $1,001 - $15,000 | — |
| Oct 26, 2018 | Amazon | Buy | $1,001 - $15,000 | — |
| Oct 26, 2018 | Toronto Dominion Ban | Buy | $1,001 - $15,000 | — |
| Oct 22, 2018 | Amazon | Buy | $1,001 - $15,000 | — |
| Oct 12, 2018 | Amazon | Buy | $1,001 - $15,000 | — |
| Oct 9, 2018 | FT Nasdaq Cybersecur | Buy | $1,001 - $15,000 | — |
| Oct 9, 2018 | Ishares China Large | Sell (Partial) | $1,001 - $15,000 | — |
| Oct 9, 2018 | Global X Fintech ETF | Buy | $1,001 - $15,000 | — |
| Oct 9, 2018 | Fidelity Advisor Int | Buy | $1,001 - $15,000 | — |
| Oct 9, 2018 | S&P 500 Index Fd | Sell (Partial) | $1,001 - $15,000 | — |
| Oct 9, 2018 | Ishares Ibonds Dec 1 | Buy | $1,001 - $15,000 | — |
| Oct 9, 2018 | Ishares Ibonds Dec 1 | Sell (Full) | $1,001 - $15,000 | — |
| Oct 9, 2018 | Lord Abbbett Ultra S | Buy | $1,001 - $15,000 | — |
| Oct 9, 2018 | Victoryshares US 500 | Buy | $1,001 - $15,000 | — |
| Oct 9, 2018 | Ishares MSCI India S | Sell (Full) | $1,001 - $15,000 | — |
| Oct 9, 2018 | SPDR Eurostoxx 50 ET | Sell (Full) | $1,001 - $15,000 | — |
| Oct 9, 2018 | SPDR S&P Aerospace & | Buy | $1,001 - $15,000 | — |
| Oct 9, 2018 | Alps ETF Trust Alps | Buy | $1,001 - $15,000 | — |
| Oct 9, 2018 | Kraneshares Bosera M | Sell (Partial) | $1,001 - $15,000 | — |
| Oct 9, 2018 | Ishares US Regional | Buy | $1,001 - $15,000 | — |
| Oct 5, 2018 | Raytheon | Buy | $1,001 - $15,000 | — |
| Sep 10, 2018 | Analog Devices | Sell (Full) | $1,001 - $15,000 | — |
| Sep 10, 2018 | Hewlett Packard Ente | Buy | $1,001 - $15,000 | — |
| Aug 17, 2018 | Sprott Physical Gold | Buy | $1,001 - $15,000 | — |
| Aug 13, 2018 | VF Corp | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 7, 2018 | Owens & Minor | Sell (Full) | $1,001 - $15,000 | — |
| Aug 7, 2018 | Abbvie | Buy | $1,001 - $15,000 | — |
| Aug 3, 2018 | HSBC Contingent Auto | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Jul 23, 2018 | Knight-Swift Transpo | Buy | $1,001 - $15,000 | — |
| Jul 23, 2018 | Danaher Corp | Sell (Full) | $1,001 - $15,000 | — |
| May 24, 2018 | The Scotts Miracle-G | Buy | $1,001 - $15,000 | — |
| May 24, 2018 | Nvent Electric | Sell (Full) | $1,001 - $15,000 | — |
| May 18, 2018 | Aberdeen Ultra Short | Sell (Full) | $1,001 - $15,000 | — |
| May 17, 2018 | Lord Abbett Ultra Sh | Buy | $1,001 - $15,000 | — |
| May 11, 2018 | Catalyst Millburn He | Buy | $1,001 - $15,000 | — |
| May 11, 2018 | Arrow Managed Future | Sell (Full) | $1,001 - $15,000 | — |
| May 1, 2018 | Hormel Foods | Sell (Full) | $1,001 - $15,000 | — |
| May 1, 2018 | Alpine Ultra-Short M | Sell (Partial) | $1,001 - $15,000 | — |
| May 1, 2018 | Ishares Ibonds Dec 2 | Buy | $1,001 - $15,000 | — |
| Apr 16, 2018 | International Lease | Sell (Full) | $1,001 - $15,000 | — |
| Apr 13, 2018 | Dominion Energy Rate | Buy | $1,001 - $15,000 | — |
| Feb 27, 2018 | Seagate Technology | Sell (Full) | $15,001 - $50,000 | — |
| Feb 26, 2018 | Global X Lithium & B | Sell (Full) | $1,001 - $15,000 | — |
| Jan 17, 2018 | Owens & Minor Rate/C | Buy | $15,001 - $50,000 | — |
| Jan 16, 2018 | Icahn Enterprises Ra | Sell (Full) | $15,001 - $50,000 | — |
| Jan 12, 2018 | Ishares S&P Smll-Cap | Buy | $1,001 - $15,000 | — |
| Jan 12, 2018 | Ishares MSCI SP Smal | Sell (Partial) | $1,001 - $15,000 | — |
| Jan 12, 2018 | Axis Capital Holding | Sell (Full) | $1,001 - $15,000 | — |
| Dec 29, 2017 | Seagate Technology | Buy | $1,001 - $15,000 | — |
| Dec 12, 2017 | Iron Mountain | Buy | $1,001 - $15,000 | — |
| Dec 6, 2017 | Owens & Minor Rate/C | Buy | $15,001 - $50,000 | — |
| Nov 27, 2017 | Prudential Jennison | Buy | $1,001 - $15,000 | — |
| Nov 17, 2017 | UBS Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Oct 30, 2017 | Oakmark Internationa | Buy | $1,001 - $15,000 | — |
| Oct 30, 2017 | Fidelity Advisor Int | Sell (Partial) | $1,001 - $15,000 | — |
| Oct 25, 2017 | AQR Long-Short Equit | Buy | $1,001 - $15,000 | — |
| Oct 5, 2017 | SPDR S&P Aerospace a | Buy | $1,001 - $15,000 | — |
| Oct 5, 2017 | Powershares Aerospac | Sell (Full) | $1,001 - $15,000 | — |
| Oct 2, 2017 | AQR Long-Short Equit | Buy | $1,001 - $15,000 | — |
| Oct 2, 2017 | MS Contingent Autoca | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Sep 29, 2017 | Pacer Trendpilot 450 | Buy | $1,001 - $15,000 | — |
| Sep 29, 2017 | FS Investment Corp R | Sell (Full) | $1,001 - $15,000 | — |
| Sep 29, 2017 | Central Fund of Cana | Sell (Partial) | $1,001 - $15,000 | — |
| Sep 29, 2017 | Compass Minerals | Buy | $1,001 - $15,000 | — |
| Sep 29, 2017 | Acadian Timber | Sell (Full) | $15,001 - $50,000 | — |
| Sep 29, 2017 | Ishares Ibonds Dec 1 | Buy | $1,001 - $15,000 | — |
| Sep 29, 2017 | Western Asset/Claymo | Buy | $1,001 - $15,000 | — |
| Sep 29, 2017 | SPDR Gold Tr Gold Sh | Buy | $1,001 - $15,000 | — |
| Sep 29, 2017 | Ishares Ibonds Dec 2 | Buy | $1,001 - $15,000 | — |
| Sep 29, 2017 | Pacer Trendpilot 750 | Buy | $1,001 - $15,000 | — |
| Sep 20, 2017 | Compass Bank Rate/Co | Sell (Full) | $15,001 - $50,000 | — |
| Sep 20, 2017 | Government Propertie | Buy | $15,001 - $50,000 | — |
| Sep 18, 2017 | Orbital ATK | Sell (Full) | $1,001 - $15,000 | — |
| Sep 18, 2017 | Hexcel Corp New | Buy | $1,001 - $15,000 | — |
| Sep 18, 2017 | Mantech Intl Corp Cl | Buy | $1,001 - $15,000 | — |
| Sep 7, 2017 | SPDR Gold Tr Gold Sh | Buy | $1,001 - $15,000 | — |
| Sep 5, 2017 | HSBC Contingent Auto | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Aug 31, 2017 | PTMC | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | NWL | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | PBA | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | GLAD | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | NPK | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | DHR | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | GLW | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | ARCC | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 31, 2017 | RHI | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | HRS | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | TMO | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | Visa Inc | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | Ishares S&P Mid-Cap | Sell (Full) | $15,001 - $50,000 | — |
| Aug 31, 2017 | Ishares Russell 2000 | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 31, 2017 | Ishares S&P 500 Grow | Sell (Full) | $1,001 - $15,000 | — |
| Aug 31, 2017 | RMD | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | HRL | Buy | $1,001 - $15,000 | — |
| Aug 31, 2017 | QCOM | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 4, 2017 | S&P 500 Index Fund | Sell (Partial) | $1,001 - $15,000 | — |
| Aug 4, 2017 | Powershares ETF TR D | Sell (Full) | $1,001 - $15,000 | — |
| Aug 4, 2017 | Ishares China Large | Buy | $1,001 - $15,000 | — |
| Jun 30, 2017 | UBS Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jun 28, 2017 | QCOM | Buy | $1,001 - $15,000 | — |
| Jun 28, 2017 | Central Fund of Cana | Buy | $1,001 - $15,000 | — |
| Jun 27, 2017 | Barclays Step-up Cal | Buy | $1,001 - $15,000 | — |
| Jun 20, 2017 | KBA - KraneShares Bo | Buy | $1,001 - $15,000 | — |
| Apr 13, 2017 | Barclays Contingent | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Mar 27, 2017 | Vanguard Consumer DS | Sell (Full) | $1,001 - $15,000 | — |
| Mar 27, 2017 | Dominion Resources | Sell (Full) | $15,001 - $50,000 | — |
| Mar 22, 2017 | Under Armour | Buy | $1,001 - $15,000 | — |
| Mar 21, 2017 | TSN | Sell (Full) | $1,001 - $15,000 | — |
| Mar 21, 2017 | Weight Watchers Intl | Sell (Full) | $1,001 - $15,000 | — |
| Mar 16, 2017 | JPM Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Feb 28, 2017 | SE - Spectra Energy | Exchange | $15,001 - $50,000 | — |
| Feb 10, 2017 | Preospect Capital Gr | Sell (Full) | $1,001 - $15,000 | — |
| Jan 23, 2017 | Pfizer Inc | Buy | $1,001 - $15,000 | — |
| Jan 17, 2017 | Reynolds American In | Sell (Full) | $1,001 - $15,000 | — |
| Jan 17, 2017 | Vector Group Ltd. | Buy | $1,001 - $15,000 | — |
| Dec 16, 2016 | Lincoln National Cor | Sell (Partial) | $15,001 - $50,000 | — |
| Dec 16, 2016 | Pembina Pipeline Cor | Buy | $1,001 - $15,000 | — |
| Dec 16, 2016 | Veresen Inc | Sell (Full) | $1,001 - $15,000 | — |
| Dec 15, 2016 | MetLife Inc | Sell (Partial) | $15,001 - $50,000 | — |
| Nov 21, 2016 | Nuveen JFR Term Pref | Buy | $1,001 - $15,000 | — |
| Nov 18, 2016 | JPM Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Nov 17, 2016 | RAI | Buy | $1,001 - $15,000 | — |
| Nov 17, 2016 | Philip Morris Intl | Sell (Full) | $1,001 - $15,000 | — |
| Nov 14, 2016 | Central Fund of Cana | Buy | $1,001 - $15,000 | — |
| Nov 14, 2016 | SCCO | Sell (Full) | $1,001 - $15,000 | — |
| Nov 11, 2016 | S&P 500 Index Fund E | Buy | $15,001 - $50,000 | — |
| Nov 11, 2016 | Western Asset/Claymo | Buy | $1,001 - $15,000 | — |
| Nov 8, 2016 | ASIX | Sell (Full) | $1,001 - $15,000 | — |
| Oct 11, 2016 | Alcoa Inc Pfd Cl B | Sell (Full) | $1,001 - $15,000 | — |
| Sep 26, 2016 | Owens & Minor Inc | Buy | $1,001 - $15,000 | — |
| Sep 26, 2016 | MDT | Sell (Full) | $1,001 - $15,000 | — |
| Sep 9, 2016 | JPM Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Sep 8, 2016 | Spectra Energy | Sell (Full) | $1,001 - $15,000 | — |
| Aug 26, 2016 | Calamos Asset Mgmt C | Sell (Full) | $1,001 - $15,000 | — |
| Aug 19, 2016 | Williams Partners LP | Buy | $15,001 - $50,000 | — |
| Aug 16, 2016 | Prospect Capital Rat | Sell (Full) | $1,001 - $15,000 | — |
| Jul 14, 2016 | PDL Biopharma Inc | Sell (Full) | $1,001 - $15,000 | — |
| Jul 14, 2016 | Under Armour Class A | Sell (Partial) | $1,001 - $15,000 | — |
| Jul 14, 2016 | Dupont | Sell (Partial) | $50,001 - $100,000 | — |
| Jul 6, 2016 | Xerox Corp Rate/Coup | Sell (Full) | $15,001 - $50,000 | — |
| Jul 6, 2016 | Compass Bank Rate/Co | Buy | $15,001 - $50,000 | — |
| Jun 24, 2016 | AEE | Sell (Full) | $1,001 - $15,000 | — |
| Jun 24, 2016 | SPDR Euro Stoxx 50 E | Buy | $1,001 - $15,000 | — |
| Jun 23, 2016 | Baxter Intl | Sell (Full) | $1,001 - $15,000 | — |
| Jun 7, 2016 | WTR | Sell (Full) | $1,001 - $15,000 | — |
| May 12, 2016 | Universal Health Rea | Sell (Full) | $1,001 - $15,000 | — |
| May 12, 2016 | Hannon Armstrong Sus | Buy | $1,001 - $15,000 | — |
| Mar 31, 2016 | New Jersey Resources | Sell (Full) | $1,001 - $15,000 | — |
| Mar 31, 2016 | SE | Buy | $1,001 - $15,000 | — |
| Feb 16, 2016 | ADT.F | Sell (Full) | $1,001 - $15,000 | — |
| Feb 11, 2016 | Boeing Co | Buy | $1,001 - $15,000 | — |
| Feb 2, 2016 | Met Life Inc | Buy | $15,001 - $50,000 | — |
| Jan 29, 2016 | Tyco Intl PLC | Sell (Full) | $1,001 - $15,000 | — |
| Jan 27, 2016 | Walt Disney Co Hldg | Buy | $1,001 - $15,000 | — |
| Jan 25, 2016 | E I Dupont de Nemour | Buy | $1,001 - $15,000 | — |
| Jan 21, 2016 | Cisco Company | Buy | $1,001 - $15,000 | — |
| Jan 21, 2016 | Lincoln Naitonal Cor | Sell (Partial) | $15,001 - $50,000 | — |
| Jan 21, 2016 | 3M Company | Sell (Full) | $1,001 - $15,000 | — |
| Jan 15, 2016 | E I Dupont de Nemour | Buy | $1,001 - $15,000 | — |
| Jan 11, 2016 | Northern Tier Energy | Sell (Full) | $1,001 - $15,000 | — |
| Dec 23, 2015 | Weight Watchers Intl | Buy | $1,001 - $15,000 | — |
| Dec 14, 2015 | HSBC Contingent Auto | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Dec 8, 2015 | Weight Watchers Intl | Buy | $1,001 - $15,000 | — |
| Dec 4, 2015 | JPM Contingent Autoc | BuyAutocall | $1,001 - $15,000 | — |
| Dec 3, 2015 | HSBC Contingent Auto | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Dec 1, 2015 | Under Armour Inc Cl | Buy | $1,001 - $15,000 | — |
| Nov 18, 2015 | Tyson Foods Inc Cl A | Buy | $1,001 - $15,000 | — |
| Nov 18, 2015 | Conagra Foods Inc | Sell (Full) | $1,001 - $15,000 | — |
| Nov 4, 2015 | New Jersey Resources | Buy | $1,001 - $15,000 | — |
| Nov 4, 2015 | Senior Housing Prope | Sell (Full) | $1,001 - $15,000 | — |
| Nov 4, 2015 | Xerox Corp Rate/Coup | Buy | $1,001 - $15,000 | — |
| Nov 4, 2015 | Northwest Natural Ga | Sell (Full) | $1,001 - $15,000 | — |
| Oct 6, 2015 | DuPont EI de Nemours | Sell (Partial) | $1,001 - $15,000 | — |
| Sep 17, 2015 | JP Morgan Chase & Co | Buy | $1,001 - $15,000 | — |
| Sep 17, 2015 | SPDR Trust Series 1 | Buy | $15,001 - $50,000 | — |
| Sep 17, 2015 | Verizon Communicatio | Buy | $1,001 - $15,000 | — |
| Sep 17, 2015 | Walt Disney & Co Hld | Buy | $1,001 - $15,000 | — |
| Sep 17, 2015 | Bank of America | Buy | $1,001 - $15,000 | — |
| Sep 17, 2015 | SPDR Euro Stoxx 50 E | Buy | $1,001 - $15,000 | — |
| Sep 17, 2015 | Tyco Intl Plc | Buy | $1,001 - $15,000 | — |
| Sep 17, 2015 | General Electric Co | Buy | $1,001 - $15,000 | — |
| Sep 17, 2015 | DuPont EI de Nemours | Buy | $1,001 - $15,000 | — |
| Sep 17, 2015 | Procter & Gamble | Buy | $1,001 - $15,000 | — |
| Sep 17, 2015 | Johnson & Johnson | Buy | $1,001 - $15,000 | — |
| Sep 17, 2015 | Under Armour Inc Cl | Buy | $1,001 - $15,000 | — |
| Sep 11, 2015 | DuPont EI de Nemours | Buy | $15,001 - $50,000 | — |
| Aug 28, 2015 | HSBC Contingent Auto | BuyAutocall | $1,001 - $15,000 | — |
| Aug 25, 2015 | GAS | Sell (Full) | $1,001 - $15,000 | — |
| Aug 25, 2015 | AEE | Buy | $1,001 - $15,000 | — |
| Aug 14, 2015 | UBS Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Aug 13, 2015 | JPM Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Aug 6, 2015 | JPM Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Aug 4, 2015 | Baxalta | Sell (Full) | $1,001 - $15,000 | — |
| Jul 31, 2015 | HSBC Contingent Auto | BuyAutocall | $15,001 - $50,000 | — |
| Jul 30, 2015 | HSBC Contingent Auto | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jul 21, 2015 | NWN | Buy | $1,001 - $15,000 | — |
| Jul 21, 2015 | One Gas Inc | Sell (Full) | $1,001 - $15,000 | — |
| Jul 10, 2015 | MS Contingent Autoca | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jul 10, 2015 | Barclays Contingent | BuyAutocall | $1,001 - $15,000 | — |
| Jul 9, 2015 | Barclays Contingent | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Jun 26, 2015 | MS Contingent Autoca | BuyAutocall | $1,001 - $15,000 | — |
| Jun 25, 2015 | MS Contingent Autoca | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jun 24, 2015 | CVG | Buy | $1,001 - $15,000 | — |
| Jun 24, 2015 | ATML | Sell (Full) | $1,001 - $15,000 | — |
| Jun 12, 2015 | JPM Contingent Autoc | BuyAutocall | $1,001 - $15,000 | — |
| Jun 12, 2015 | DD | Buy | $1,001 - $15,000 | — |
| May 15, 2015 | JJPM Contingent Auto | BuyAutocall | $1,001 - $15,000 | — |
| May 14, 2015 | SPDR Euro Stoxx 50 E | Buy | $1,001 - $15,000 | — |
| May 14, 2015 | AAPL | Buy | $1,001 - $15,000 | — |
| May 11, 2015 | MS Contingent Autoca | Sell (Full)Autocall | $1,001 - $15,000 | — |
| May 5, 2015 | Barclays Contingent | Sell (Full)Autocall | $15,001 - $50,000 | — |
| May 5, 2015 | Barclays Contingent | Sell (Full)Autocall | $1,001 - $15,000 | — |
| May 1, 2015 | JPM Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Apr 22, 2015 | Under Armour Inc | Buy | $1,001 - $15,000 | — |
| Apr 22, 2015 | AAPL | Buy | $1,001 - $15,000 | — |
| Apr 2, 2015 | MS Contingent Autoca | BuyAutocall | $1,001 - $15,000 | — |
| Mar 31, 2015 | MS Contingent Autoca | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Mar 20, 2015 | MS Contingent Autoca | BuyAutocall | $1,001 - $15,000 | — |
| Mar 18, 2015 | HSBC Contingent Auto | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Mar 13, 2015 | DD | Buy | $1,001 - $15,000 | — |
| Mar 11, 2015 | UBS Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Feb 23, 2015 | Alcoa Inc Pfd CV Cl | Buy | $15,001 - $50,000 | — |
| Feb 23, 2015 | Morgan Stanley Prd A | Sell (Full) | $15,001 - $50,000 | — |
| Feb 20, 2015 | HBI | Buy | $1,001 - $15,000 | — |
| Feb 20, 2015 | UA | Buy | $1,001 - $15,000 | — |
| Feb 20, 2015 | PNQI | Buy | $1,001 - $15,000 | — |
| Feb 18, 2015 | Google Inc Cl A | Sell (Full) | $1,001 - $15,000 | — |
| Feb 18, 2015 | Google Inc Cl C | Buy | $1,001 - $15,000 | — |
| Feb 13, 2015 | Vanguard Health Care | Buy | $1,001 - $15,000 | — |
| Feb 12, 2015 | Banco Latinoamerican | Sell (Full) | $1,001 - $15,000 | — |
| Feb 12, 2015 | ITW | Sell (Full) | $1,001 - $15,000 | — |
| Feb 12, 2015 | AAPL | Buy | $1,001 - $15,000 | — |
| Feb 12, 2015 | VLO | Sell (Full) | $1,001 - $15,000 | — |
| Feb 12, 2015 | ABBV | Buy | $1,001 - $15,000 | — |
| Feb 12, 2015 | Ares Capital | Buy | $1,001 - $15,000 | — |
| Feb 12, 2015 | ABT | Buy | $1,001 - $15,000 | — |
| Feb 6, 2015 | MS Contingent Autoca | BuyAutocall | $1,001 - $15,000 | — |
| Feb 5, 2015 | JPM Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jan 30, 2015 | Barclays Contingent | BuyAutocall | $15,001 - $50,000 | — |
| Jan 30, 2015 | Barclays Contingent | BuyAutocall | $1,001 - $15,000 | — |
| Jan 29, 2015 | JPM Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jan 29, 2015 | JPM Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Jan 28, 2015 | TGT | Sell (Full) | $1,001 - $15,000 | +120.0% |
| Jan 28, 2015 | Under Armour Inc | Buy | $1,001 - $15,000 | — |
| Jan 26, 2015 | HBI | Buy | $1,001 - $15,000 | — |
| Jan 22, 2015 | Nike Inc B | Buy | $1,001 - $15,000 | — |
| Jan 22, 2015 | Under Armour Inc | Buy | $1,001 - $15,000 | — |
| Jan 22, 2015 | PNQI | Buy | $1,001 - $15,000 | — |
| Dec 31, 2014 | JPM Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Dec 26, 2014 | JPM Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Dec 26, 2014 | JPM Contingent Autoc | BuyAutocall | $1,001 - $15,000 | — |
| Dec 24, 2014 | JPM Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Dec 15, 2014 | DD | Buy | $1,001 - $15,000 | — |
| Nov 26, 2014 | Seadrill Ltd | Sell (Full) | $1,001 - $15,000 | — |
| Nov 26, 2014 | BTF | Sell (Full) | $15,001 - $50,000 | — |
| Nov 11, 2014 | PNQI | Buy | $1,001 - $15,000 | — |
| Nov 11, 2014 | Nike Inc B | Buy | $1,001 - $15,000 | — |
| Nov 6, 2014 | Medical Properties T | Buy | $1,001 - $15,000 | — |
| Nov 6, 2014 | Healthcare REIT | Sell (Full) | $15,001 - $50,000 | — |
| Oct 31, 2014 | JPM Contingent Autoc | BuyAutocall | $1,001 - $15,000 | — |
| Oct 30, 2014 | Block Financial 5.12 | Sell (Full) | $15,001 - $50,000 | — |
| Oct 30, 2014 | MS Contingent Autoca | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Oct 29, 2014 | Icahn Enterprises 4. | Buy | $15,001 - $50,000 | — |
| Oct 14, 2014 | Powershares NASDAQ I | Buy | $1,001 - $15,000 | — |
| Sep 29, 2014 | CFI Trigger Jump bas | Sell (Full) | $1,001 - $15,000 | — |
| Sep 26, 2014 | JPM Contingent Autoc | BuyAutocall | $1,001 - $15,000 | — |
| Sep 19, 2014 | JPM Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Sep 18, 2014 | Nike Inc B | Buy | $1,001 - $15,000 | — |
| Sep 15, 2014 | DD | Buy | $1,001 - $15,000 | — |
| Sep 11, 2014 | JPM Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Sep 9, 2014 | Powershares NASDAQ I | Buy | $1,001 - $15,000 | — |
| Sep 5, 2014 | Barclays Contingent | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Aug 29, 2014 | HSBC Contingent Auto | BuyAutocall | $1,001 - $15,000 | — |
| Aug 29, 2014 | HSBC Contingent Auto | BuyAutocall | $15,001 - $50,000 | — |
| Aug 21, 2014 | JPM Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Aug 21, 2014 | FS Investment Corp N | Buy | $1,001 - $15,000 | — |
| Aug 21, 2014 | JPM Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Aug 11, 2014 | Citigroup Funding In | Sell (Full) | $15,001 - $50,000 | — |
| Aug 8, 2014 | JPM Contingent Autoc | BuyAutocall | $1,001 - $15,000 | — |
| Jul 31, 2014 | MS Contingent Autoca | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jul 30, 2014 | JPM Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jul 30, 2014 | JPM Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Jul 25, 2014 | HSBC Contingent Auto | BuyAutocall | $15,001 - $50,000 | — |
| Jul 25, 2014 | JPM Contingent Autoc | BuyAutocall | $1,001 - $15,000 | — |
| Jul 24, 2014 | MS Fixed Autocall FC | Sell (Full) | $15,001 - $50,000 | — |
| Jul 17, 2014 | LNC | Sell (Partial) | $15,001 - $50,000 | — |
| Jul 17, 2014 | Transalta Renewables | Buy | $1,001 - $15,000 | — |
| Jun 27, 2014 | UBS Contingent Autoc | BuyAutocall | $1,001 - $15,000 | — |
| Jun 26, 2014 | UBS Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jun 25, 2014 | NTI | Buy | $1,001 - $15,000 | — |
| Jun 25, 2014 | Legacy Reserves LP U | Sell (Full) | $15,001 - $50,000 | — |
| Jun 23, 2014 | SPDR Trust Series 1 | Sell (Partial) | $1,001 - $15,000 | — |
| Jun 20, 2014 | HSBC Contingent Auto | BuyAutocall | $1,001 - $15,000 | — |
| Jun 19, 2014 | HSBC Contingent Auto | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jun 13, 2014 | DD | Buy | $1,001 - $15,000 | — |
| Jun 13, 2014 | HSBC Contingent Auto | BuyAutocall | $1,001 - $15,000 | — |
| Jun 12, 2014 | MS Contingent Autoca | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Jun 11, 2014 | Energen Corp Bond 4. | Buy | $15,001 - $50,000 | — |
| Jun 11, 2014 | International Lease | Sell (Full) | $15,001 - $50,000 | — |
| Jun 6, 2014 | JPM Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Jun 5, 2014 | Argan Inc | Sell (Full) | $1,001 - $15,000 | — |
| Jun 2, 2014 | UBS Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| May 30, 2014 | Dominion Resources | Buy | $1,001 - $15,000 | — |
| May 30, 2014 | OKE | Sell (Full) | $1,001 - $15,000 | — |
| May 20, 2014 | MS Contingent Autoca | Sell (Full)Autocall | $15,001 - $50,000 | — |
| May 16, 2014 | JPM Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| May 16, 2014 | JPM Contingent Autoc | BuyAutocall | $1,001 - $15,000 | — |
| Apr 28, 2014 | UBS Contingent Autoc | Sell (Full)Autocall | $1,001 - $15,000 | — |
| Apr 28, 2014 | UBS Contingent Autoc | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Apr 25, 2014 | JPM Contingent Autoc | BuyAutocall | $1,001 - $15,000 | — |
| Apr 25, 2014 | JPM Contingent Autoc | BuyAutocall | $15,001 - $50,000 | — |
| Apr 8, 2014 | HSBC Contingent Auto | Sell (Full)Autocall | $15,001 - $50,000 | — |
| Apr 4, 2014 | Barclays Contingent | BuyAutocall | $15,001 - $50,000 | — |
| Apr 3, 2014 | BHI | Sell (Full) | $15,001 - $50,000 | — |
| Apr 3, 2014 | Transocean Ltd | Buy | $1,001 - $15,000 | — |
| Apr 2, 2014 | Marvell Tech Group | Sell (Full) | $1,001 - $15,000 | — |
| Apr 2, 2014 | ATML | Buy | $1,001 - $15,000 | — |
| Mar 21, 2014 | UBS Autocall Met Lif | Buy | $1,001 - $15,000 | — |
| Mar 19, 2014 | MS Autocall Dow Chem | Sell (Full) | $1,001 - $15,000 | — |
| Mar 14, 2014 | DD | Buy | $1,001 - $15,000 | — |
| Mar 14, 2014 | HSBC Autocall Transo | Buy | $1,001 - $15,000 | — |
| Feb 28, 2014 | UBS Autocall Terex C | Buy | $15,001 - $50,000 | — |
| Feb 28, 2014 | Barclays Autocall Br | Sell (Full) | $1,001 - $15,000 | — |
| Feb 28, 2014 | UBS AutocallBroadcom | Buy | $1,001 - $15,000 | — |
| Feb 27, 2014 | Barclays Autocall Te | Sell (Full) | $15,001 - $50,000 | — |
| Feb 27, 2014 | RIG | Buy | $1,001 - $15,000 | — |
| Feb 27, 2014 | EC | Sell (Full) | $1,001 - $15,000 | — |
| Feb 21, 2014 | SJR | Buy | $1,001 - $15,000 | — |
| Feb 21, 2014 | Vodafone CP PLC | Sell (Full) | $1,001 - $15,000 | — |
| Feb 18, 2014 | MS Autocall Valero E | Buy | $15,001 - $50,000 | — |
| Jan 24, 2014 | 12% due 10/21/16 JPM | Sell (Full) | $1,001 - $15,000 | — |
| Jan 24, 2014 | 8.05% due 1/27/17 UB | Buy | $15,001 - $50,000 | — |
| Jan 24, 2014 | 12% due 10/21/16 JPM | Sell (Full) | $15,001 - $50,000 | — |
| Jan 24, 2014 | 8.05% due 1/27/17 UB | Buy | $1,001 - $15,000 | — |
| Jan 21, 2014 | 8.05% due 1/26/15 MS | Buy | $15,001 - $50,000 | — |
| Jan 17, 2014 | MIRAE Emerging Marke | Buy | $1,001 - $15,000 | — |
| Jan 16, 2014 | 9.5% due 10/17/14 JP | Sell (Full) | $15,001 - $50,000 | — |
| Jan 7, 2014 | This filing was disc | n/a | Unknown | — |
| Jan 3, 2014 | 8.6% due 1/8/15 HSBC | Buy | $15,001 - $50,000 | — |
| Jan 2, 2014 | 11.15% due 9/30/16 R | Sell (Full) | $15,001 - $50,000 | — |
| Dec 16, 2013 | DD | Buy | $1,001 - $15,000 | — |
| Dec 5, 2013 | This filing was disc | n/a | Unknown | — |
| Nov 4, 2013 | This filing was disc | n/a | Unknown | — |
| Oct 4, 2013 | This filing was disc | n/a | Unknown | — |
| Sep 13, 2013 | DD | Buy | $1,001 - $15,000 | — |
| Sep 3, 2013 | This filing was disc | n/a | Unknown | — |
| Aug 2, 2013 | This filing was disc | n/a | Unknown | — |
| Jul 3, 2013 | This filing was disc | n/a | Unknown | — |
| Jun 13, 2013 | DD | Buy | $1,001 - $15,000 | — |
| Jun 10, 2013 | This filing was disc | n/a | Unknown | — |
| May 2, 2013 | This filing was disc | n/a | Unknown | — |
| Apr 5, 2013 | This filing was disc | n/a | Unknown | — |
| Mar 15, 2013 | DD | Buy | $1,001 - $15,000 | — |
| Mar 7, 2013 | This filing was disc | n/a | Unknown | — |
| Mar 5, 2013 | This filing was disc | n/a | Unknown | — |
| Feb 7, 2013 | This filing was disc | n/a | Unknown | — |
| Jan 4, 2013 | This filing was disc | n/a | Unknown | — |
| Dec 17, 2012 | DD | Buy | $1,001 - $15,000 | — |
| Dec 5, 2012 | This filing was disc | n/a | Unknown | — |
| Nov 5, 2012 | This filing was disc | n/a | Unknown | — |
| Oct 10, 2012 | This filing was disc | n/a | Unknown | — |
| Oct 4, 2012 | This filing was disc | n/a | Unknown | — |
| Sep 13, 2012 | DD | Buy | $1,001 - $15,000 | — |
| Sep 11, 2012 | This filing was disc | n/a | Unknown | — |
| Aug 2, 2012 | This filing was disc | n/a | Unknown | — |