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SEC Schedule 13D (activist) and 13G (passive) filings. Filed when an investor acquires 5%+ beneficial ownership of a public company.
Recent Filings
50
Unique Investors
43
13D (Activist)
20
| Investor | Target | Ownership | Filed |
|---|---|---|---|
| Donnalley David James | 5.6% | 2026-10-16 | |
| Capricorn Fund Managers Ltd | 5.6% | 2026-10-16 | |
| Choo Chee Kong | 25.2% | 2026-10-16 | |
| Temasek Holdings (Private) Ltd | 5.6% | 2026-10-16 | |
| Huang Jack Jiajia | 37.4% | 2026-10-16 | |
| HOLCIM LTD. | 50.0% | 2026-10-16 | |
| HOLD Alapkezelo Zrt. | 5.2% | 2026-10-15 | |
| ATW Partners Opportunities Management, LLC | 9.9% | 2026-10-15 | |
| Gal Eido | 11.3% | 2026-10-15 | |
| Feldman Assaf | 9.4% | 2026-10-15 | |
| Working Capital Advisors (UK) Ltd. | 4.1% | 2026-10-15 | |
| Fairmount Funds Management LLC | 20.0% | 2026-10-15 | |
| Liontrust Investment Partners LLP | 5.0% | 2026-10-15 | |
| Orca Capital AG | 9.9% | 2026-10-15 | |
| Orca Capital AG | 11.7% | 2026-10-15 | |
| MERUELO ALEX | 7.5% | 2026-10-15 | |
| J. WOOD CAPITAL ADVISORS LLC | 0.1% | 2026-10-15 | |
| ARC Group International Ltd | 14.7% | 2026-10-15 | |
| Bleichroeder LP | 32.0% | 2026-10-15 | |
| William Anderson Wittekind | 4.5% | 2026-10-15 | |
| Artikkhodjaev Jakhongir Abidovich | 68.3% | 2026-10-15 | |
| Helena Global Investment Opportunities 1 Ltd. | 14.1% | 2026-10-15 | |
| Psyence Labs Ltd | 49.8% | 2026-10-15 | |
| Postma Robert W | 10.0% | 2026-10-15 | |
| Drew Holdings Ltd | 13.1% | 2026-10-15 | |
| M&G Plc | 5.2% | 2026-10-15 | |
| PENSKE ROGER S | 52.3% | 2026-10-15 | |
| MITSUI & CO LTD | 20.3% | 2026-10-15 | |
| Ruen Hua Dyeing & Weaving Co., Ltd. | 21.9% | 2026-10-15 | |
| MILLENNIUM MANAGEMENT LLC | 3.6% | 2026-10-15 | |
| Citadel Securities GP LLC | 6.0% | 2026-10-15 | |
| Citadel Securities GP LLC | 5.0% | 2026-10-15 | |
| GNK Holdings LLC | 11.8% | 2026-10-15 | |
| GNK Holdings LLC | 9.6% | 2026-10-15 | |
| Saba Capital Management, L.P. | 10.6% | 2026-10-15 | |
| Ripple Labs Inc. | 7.1% | 2026-10-15 | |
| Simon Fiduciaria S.p.A. | 5.4% | 2026-10-15 | |
| Elysia Capital I SCSp | 6.8% | 2026-10-15 | |
| LYTTON LAURENCE W | 7.4% | 2026-10-15 | |
| Empery Asset Management, LP | 5.0% | 2026-10-15 | |
| Empery Asset Management, LP | 5.6% | 2026-10-15 | |
| Empery Asset Management, LP | 8.3% | 2026-10-15 | |
| ISQ Global Fund II GP LLC | 15.8% | 2026-10-15 | |
| Johnson & Johnson Innovation - JJDC, Inc. | 5.3% | 2026-10-15 | |
| Third Point LLC | 5.8% | 2026-10-15 | |
| KENNEDY CAPITAL MANAGEMENT LLC | 4.8% | 2026-10-15 | |
| BANK OF AMERICA CORP /DE/ | 100.0% | 2026-10-15 | |
| JPMORGAN CHASE & CO | 5.7% | 2026-10-15 | |
| JPMORGAN CHASE & CO | 5.6% | 2026-10-15 | |
| JPMORGAN CHASE & CO | 5.2% | 2026-10-15 |
Both are triggered by crossing 5% ownership of a public company. Schedule 13D is the 'activist' form — filed by investors who may seek to influence management, board seats, or strategy. Schedule 13G is the passive version for investors with no control intent. A 13G-to-13D switch is itself a signal that an investor has turned activist.
Five percent is the SEC's line for mandatory public disclosure of a large stake. Crossing it forces an investor's hand into the open within days — often the first public evidence that a fund is building a major position or preparing a campaign.
Academic evidence shows a modest positive jump around 13D announcements on average, but long-run results vary widely by activist and situation. Filing activity is a starting point for research, not a buy signal — check the investor's history and the size of the stake.
Source: SEC EDGAR. Schedule 13D is filed by activist investors who intend to influence management. Schedule 13G is filed by passive investors (institutional, no activist intent). Both require 5%+ beneficial ownership.