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SEC Schedule 13D (activist) and 13G (passive) filings. Filed when an investor acquires 5%+ beneficial ownership of a public company.
Recent Filings
50
Unique Investors
28
13D (Activist)
18
FRANKLIN RESOURCES INC
3 filings · biggest stake 68.7% · latest 2026-07-14
| Investor | Target | Ownership | Filed |
|---|---|---|---|
| BAKER BROS. ADVISORS LP | 10.0% | 2026-07-16 | |
| BAKER BROS. ADVISORS LP | 10.0% | 2026-07-16 | |
| BERKSHIRE HATHAWAY INC | 38.2% | 2026-07-15 | |
| BANK OF NOVA SCOTIA | 5.6% | 2026-07-15 | |
| BANK OF NOVA SCOTIA | 5.6% | 2026-07-15 | |
| BANK OF NOVA SCOTIA | 8.5% | 2026-07-15 | |
| BANK OF NOVA SCOTIA | 6.4% | 2026-07-15 | |
| BANK OF NOVA SCOTIA | 6.9% | 2026-07-15 | |
| BANK OF NOVA SCOTIA | 7.7% | 2026-07-15 | |
| BANK OF NOVA SCOTIA | 3.2% | 2026-07-15 | |
| FRANKLIN RESOURCES INC | 55.6% | 2026-07-14 | |
| Feis Equities LLC | 2.4% | 2026-07-14 | |
| Capricorn Fund Managers Ltd | 4.9% | 2026-07-13 | |
| Capricorn Fund Managers Ltd | 17.2% | 2026-07-13 | |
| LOCKHEED MARTIN INVESTMENT MANAGEMENT CO | 7.9% | 2026-07-13 | |
| Emirates Telecommunications Group Co PJSC | 17.1% | 2026-07-10 | |
| LIBERTY MUTUAL HOLDING Co INC. | 6.0% | 2026-07-10 | |
| FRANKLIN RESOURCES INC | 59.6% | 2026-07-10 | |
| Lynrock Lake LP | 19.0% | 2026-07-09 | |
| Stilwell Joseph | 9.7% | 2026-07-09 | |
| Bambino 255 V V UG haftungsbeschrankt | 12.4% | 2026-07-08 | |
| HOROWITZ RUSSELL C | 18.5% | 2026-07-07 | |
| FRANKLIN RESOURCES INC | 68.7% | 2026-07-07 | |
| HANNA DAVID G | 42.1% | 2026-07-06 | |
| Feis Equities LLC | 0.0% | 2026-07-06 | |
| SIT INVESTMENT ASSOCIATES INC | 6.2% | 2026-07-06 | |
| SIT INVESTMENT ASSOCIATES INC | 6.3% | 2026-07-06 | |
| Harraden Circle Investments, LLC | 5.5% | 2026-07-02 | |
| Lynx1 Capital Management LP | 21.0% | 2026-07-02 | |
| BAILLIE GIFFORD & CO | 22.4% | 2026-07-02 | |
| Feis Equities LLC | 8.7% | 2026-07-02 | |
| Bering Partners II GP, L.L.C. | 6.9% | 2026-07-02 | |
| Feis Equities LLC | 7.8% | 2026-07-02 | |
| Coastlands Capital LP | 11.5% | 2026-07-01 | |
| Coastlands Capital LP | 14.2% | 2026-07-01 | |
| ICAHN CARL C | 18.6% | 2026-06-29 | |
| Situational Awareness LP | 19.9% | 2026-06-29 | |
| Saba Capital Management, L.P. | 6.7% | 2026-06-29 | |
| Saba Capital Management, L.P. | 18.0% | 2026-06-29 | |
| Saba Capital Management, L.P. | 7.3% | 2026-06-29 | |
| Feis Equities LLC | 5.1% | 2026-06-26 | |
| EcoR1 Capital, LLC | 9.0% | 2026-06-25 | |
| EcoR1 Capital, LLC | 9.0% | 2026-06-25 | |
| Philotimo Fund, LP | 4.7% | 2026-06-25 | |
| Coastlands Capital LP | 10.0% | 2026-06-24 | |
| Stonepine Capital Management, LLC | 5.8% | 2026-06-23 | |
| LYTTON LAURENCE W | 9.9% | 2026-06-23 | |
| Stilwell Joseph | 9.7% | 2026-06-23 | |
| Chernett Jorey | 7.2% | 2026-06-22 | |
| Stonepine Capital Management, LLC | 9.9% | 2026-06-22 |
Both are triggered by crossing 5% ownership of a public company. Schedule 13D is the 'activist' form — filed by investors who may seek to influence management, board seats, or strategy. Schedule 13G is the passive version for investors with no control intent. A 13G-to-13D switch is itself a signal that an investor has turned activist.
Five percent is the SEC's line for mandatory public disclosure of a large stake. Crossing it forces an investor's hand into the open within days — often the first public evidence that a fund is building a major position or preparing a campaign.
Academic evidence shows a modest positive jump around 13D announcements on average, but long-run results vary widely by activist and situation. Filing activity is a starting point for research, not a buy signal — check the investor's history and the size of the stake.
Source: SEC EDGAR. Schedule 13D is filed by activist investors who intend to influence management. Schedule 13G is filed by passive investors (institutional, no activist intent). Both require 5%+ beneficial ownership.